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Using Equipment and Products to Successfully

Meet USP Chapter <797> Standards

Submitted by Eric Kastango, RPh, MBA, FASHP of Clinical IQ (www.clinicaliq.com)

THE RECENTLY PUBLISHED USP CHAPTER <797>, PHARMACEUTICAL

Compounding: Sterile Preparations, became effective January 1, 2004. This General Tests and Assays chapter details the procedures andrequirements for compounding sterile preparations and sets standards that are applicable to all practice settings inwhich sterile preparations are com-pounded. These standards are now enforceable by state boards of pharmacy and surveyable by accreditation organizations(JCAHO, ACHC and CHAP). It is important to realize that USP/NF standards havebeen successfully upheld in lawsuits as national standards of practice that take precedence over individual state board of pharmacy practice acts. The following will provide administrators, pharmacists, and technicians with information on equipment and products to achieve compliance with these new sterile preparation compounding standards. Though not all of the 12 to 14 quality domains within USP Chapter <797> will be addressed by equipment or products, those that can be addressed with equipment and products are outlined below:

Quality Assurance Program

This quality domain details the need for written policy and procedures and personnel job descriptions. Policy and procedures are important forthe following reasons:

  1. They are critical to properly training employees
  2. They clearly define an organization’s expectations, rules, and regulations
  3. They ensure that everyone is performing a function in the same manner
  4. They can be used to document that a certain function or activity was performedMost, if not all, policy and procedure software will need to be cus-tomized to match the actual practices that occur in the pharmacy.

This activity can be the most time-consuming of the all the actions that haveto be taken to meet the quality requirements of USP Chapter <797>. When purchasing a policy and procedure manual, ensure that it can be electronically modified (in Microsoft®Word or Word Perfect®) so as to reflect organizational practices and ongoing changes. Software should include templates that can be used to prepare new policies that may not be included in the original set. A number of vendors provide software that can be customized to meet the specific operating procedures of the pharmacy. These include:

Quality Assurance Practices

This quality domain details the need for specific quality practices that canensure the purity, potency, and sterility of the compounded sterile preparation. When compounding sterile preparations from bulk, nonsterile, powders, it is important to use an electronic scale to accurately weigh the ingredients. Many states require scales to be NTEP approved. The National Type Evaluation Program (NTEP) performs evaluations of weighing and measuring devices for compliance with National Institute Standards and Technology Office of Weights and Measures(NIST) Handbook. A NTEP scale is a quality precision weighing balance that has undergone independent testing to verify the unit meets the manufacturer’s specifications. The scale should have a RS232C interface which allows a connection to aprinter or PC. Adding a printer to a scale or printing to a computer file provides additional quality documentation of weighed ingredients. NTEP scales are available from the following manufacturers:

Another important QA practice involves adequate employee training and validation of employee competency relative to the principles of contami-nation control and aseptic technique. A CD-ROM published by The American Society of Health-Systems Pharmacists, “Sterile Product Preparation—A Multimedia Learning Tool,” is a computer-based, interactive learning program that provides a thorough way to train pharmacists, technicians, and students. The software features virtual preparation andclean rooms, unique user IDs, self-assessment exams, a mouse-over glossary, photos and video clips. This comprehensive network-based program comes with 10 “user seats”. The results of each chapter’s learning assessment quizzes can be printed and filed into the employee’s personnel fileas evidence of training. The program also provides 5.0 CEU per user at no additional cost. The CD can be purchased in the software products section of ASHP’s website(www.ashp.org). In addition to providing didactic train-ing, it is crucial to validate the aseptic technique of each employee who compounds sterile preparations. Proper aseptic technique is an acquired skill. Pharmacists and technicians who compound must complete aseptic technique validation before they are allowed to produce CSPs. Aseptic technique validation is accomplished by means of media fills, in which actual compounding conditions and aseptic processes are simulated to demonstrate that microorganisms are not introduced during process-related activities. The activities performed by the operator during the media fill should mimic actual compounding activities as closely as possible, because those activities are the source of the greatest risk of contamination. Several aseptic technique validation kits are currently available. Vendors include:

Environmental Control and Monitoring Program

Establishing a comprehensive and robust environmental monitoring (EM) program will provide information on elements of a sterile com-pounding operation. An EM program can:

  • Identify trends and address issues before they become critical. For example, environmental air and surface sampling can identify shifts in microbial bioburden that will stimulate assessment of potential points of failure such as improper employee gowning and gloving, improper cleaning procedures related to changes in maintenance personnel, or problems with HEPA filtration units.
  • Facilitate a reflective process whereby an evidence-based assessment of potential points of failure can be identified so that processes can be modified, and potential failures prevented from occurring.

Air and surface sampling involve collecting environmental “snapshots”on Tryptic soy broth (TSB)/agar (TSA) plates that support the growth of many types of microorganisms. Air sampling is accomplished by placing air-settling plates or paddles at various locations throughout the con-trolled environment according to the types of activities performed or the number of personnel and product movement in the area. “Settling plates” are TSA agar plates that are 100 mm in diameter. They should be exposed to cleanroom air for a period of at least 1 hour but not more than 3 hours. Air sampling is a cost-effective way of obtaining quantitative data relative to the viable microbial particles expected to settle from the air at each sampling site. Surface sampling can be performed with raised TSA platesthat are 60 mm in diameter (rodac plates) or paddles. The TSA in rodac plates is mixed with polysorbate 80 and lecithin, which in activates many residual disinfectants. Polysorbate 80 neutralizes phenols, hexachlorophene, and formalin, and lecithin inactivates quater-nary ammonium compounds. During sampling, a rodac plate is pressed onto the area to be tested. Any microorganisms on the surface of the area tested (which should ideally be flat) are transferred onto the rodac plate. The collection plates are covered and incubated at 30°– 35°C (86°– 95°F) in an incubator for 48–72 hours. After the incubation time, the plates are inspected and any discrete colonies, known as colony forming units (CFUs) that grow on the plates are counted at the completion of the incubation period and are noted on a collection form. Sources of these environmental sampling plates, swabs and paddles include:

Incubators are needed to createtemperature control environmentsof exacting specification. The mostcommon temperature used toincubate environmental or com-pounded sterile preparation qual-ity assurance samples is 25°–35°C. Tabletop incubators areavailable from a number of ven-dors, including:

Summary

Ensuring the sterility and accuracy of compounded sterile preparations is the principal object of USP Chapter <797>. Pharmacists and technicians play a crucial role in the quality of CSPs. Having the proper equipment and supplies will support this role and compliance with the requirements of USP Chapter <797>. In addition to the vendors mentioned in this article, there are several others who offersimilar products. It is important to research the vendors who provide equipment and products as solutions to USPChapter <797> needs. Find out what you need to know by reading theUSP Chapter, which can be purchased from USP (www.usp.org). After reading USP <797>, you will be armed with the information you need toseparate hearsay from fact when deciding on the right equipment and supplies to deliver a quality compounded sterile preparation.

Eric Kastango,RPh,MBA,FASHP operates his consulting company, Clinical IQ, out of Florham Park,New Jersey.He provides expertise in the area of aseptic process-ing (pharmacy and pharmaceutical based),medical device manufacturing,and the implementation of extemporaneous compounding quality systemsfor a variety of clients.He is also pharmacy surveyor for the AccreditationCommission for Health Care,Inc.(ACHC).

 

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